Professional Disciplinary Actions
A Glimpse of the New York and New Jersey Employment Lawyer’s Recent Publication New York City, New York – WEBWIRE – Wednesday, September 16, 2020 Employment lawyer David S. Rich, founding member of The Law Offices of David S. Rich, LLC, has recently released “Executives and Professionals in New York: Your Rights at Work.” The book informs executives and professionals who are employed in New…Read More
FINRA Declines To Fine, Suspend Or Expel Investment Banking Associate In New York Who Repeatedly Doctored Expense Receipts Recently, I was approached by a former investment banking associate ("the former associate," "the ex-associate," "my former associate client, or "my ex-associate client") who, over two years after she quit her employment with a brokerage firm in New York City and began…Read More